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題名 | 論衍生性金融商品之基本法律問題=Fundamental Legal Issues Concerning Financial Derivatives |
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作者 | 王文宇; | 書刊名 | 經社法制論叢 |
卷期 | 19 1997.01[民86.01] |
頁次 | 頁177-215 |
分類號 | 562.1 |
關鍵詞 | 衍生性金融商品; |
語文 | 中文(Chinese) |
中文摘要 | 近年來衍生性金融商品不但在國際市場蓬勃發展,而且引發許多管理上與交易上 的爭議。由於我國金融市場已日趨國際化,因此如何解決這些法律爭議亦成為我們必須面對 的課題。本文之目的在探討衍性金融商品之基本法律問題,全文共分為五部份。第一部份為 前言。 第二部份探討衍生性金融商品之功能 (即移轉與分配風險 ) 以及契約特性 (如衍生 商品與基礎資產的關係 )。第三部份討論國際法律規則,如巴塞爾公約與美國金融主管機關 的管轄協議。第四部份分析最近幾個英美案例,並釐清衍生性金融商品交易涉及的基本法律 風險,以締約主體的適格性與餘額扣抵的合法性等。第五部份為結語。 |
英文摘要 | The financial derivatives market has grown rapidly in recent years and has given rise to various regulatory and transactional concerns. The purpose of this article is to analyze fundamental legal issues concerning financial derivatives. It is divided into five parts. Following an introduction, Part Ⅱ inquires into the basic features of financial derivatives, such as risk allocation and the concept of underlying assets. Part Ⅲ discusses international regimes (e.g., Basle and U.S. Jurisdictional Accords) designed to regulate derivatives market. Part Ⅳ analyzes recent U.S. and U.K. litigations and clarifys relevant legal risks, such as the legality of execution capacity and netting arrangements. Part Ⅴ concludes by offering proposals to address various regulatory and transactional concerns. |
本系統之摘要資訊系依該期刊論文摘要之資訊為主。