頁籤選單縮合
題名 | 日本「證券交易所」組織法制之變革=Revolution of Stock Exchange Organization and Regulations in Japan |
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作者 | 易建明; Yih, Jiann-ming; |
期刊 | 臺北大學法學論叢 |
出版日期 | 20090600 |
卷期 | 70 2009.06[民98.06] |
頁次 | 頁81-155 |
分類號 | 563.51 |
語文 | chi |
關鍵詞 | 金融商品取引法; 證券交易所; 證券交易法; 自律規範組織; 上市; 公司之治理; 最低持股限制; Financial instruments and exchange law; Stock exchange; Securities exchange law; Self-regulatory organization; Corporate governance; Self-listing; Limits on share ownership; |
中文摘要 | 2006年7月,日本通過修改證券交易法,將日本現行「證券交易法」相關之規範改爲「金融商品取引法」(Financial Instruments and Exchange Law;簡稱2006年「金取法」或日本「金取法」)以保護投資人。2006年「金取法」爲橫向以及縱貫的修正日本現行「證券交易法」,以保護投資人及促進個人金融投資等,其實際作法如強化保護投資人機制、企業內容之揭露等。又爲強化國際競爭,修正「公司制證券交易所」相關規範。此爲2006年「金取法」最重要修法。 本文首先檢視日本1874年以來有關「證券交易所」組織法制之變革及相關規範。其次,本文就2006年「金取法」相關規範如1.「自律規範法人」與「自律規範委員會」之差異;2.名稱之保護;3.最低資本額之規範;4.取得表決權相關之規範;5.上市與自律規範之切割問題;6.合併規範;7.公司治理之規範等作一分析後,最後就2006年「金取法」以及台灣「證券交易法」之差異作一比較,以導出結論。 |
英文摘要 | In June 2006, the Japanese Diet approved a bill amending the Securities and Exchange Law of Japan (JSEL) and other financial laws to create the Financial Instruments and Exchange Law (FIEL). FIEL makes overall amendments to JSEL, aiming to enhance investor protection and promote the movement of individual financial assets to the securities markets by creating cross-sectoral rules for the sale and management of investment products and modernizing disclosure rules. The regulations of Stock Exchange are the most important parts in FIEL. This paper is to study the regulations of FIEL in 2006 Amendment. Firstly, it examines the development of Japan stock exchanges since 1874.Secondly, discusses regulations of FIEL in 2006 Amendment, for example the regulatory framework of Japan stock exchanges (self-regulatory organization), Corporate Governance, self-listing, limits on share ownership, the measures for public interest, and supervision of Stock Exchange Inc. Finally, it compares the difference between JSEL and R.O.C. (Taiwan) Securities Exchange Law. |
本系統之摘要資訊系依該期刊論文摘要之資訊為主。