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題名 | Policies of Facilitating Affiliation of Banking and Securities Institutions and Expanded Bank Securities Activities: A Critical Analysis of the U.S. Financial Services Modernization Act=論商業銀行與證券業之結盟和放寬商業銀行證券業務之立法政策:對於美國金融服務現代化法之評析 |
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作者姓名(中文) | 楊君毅; | 書刊名 | 致理法學 |
卷期 | 3 2008.03[民97.03] |
頁次 | 頁175-221 |
分類號 | 561.2 |
關鍵詞 | 銀行; 證券; 商業銀行; 投資銀行; 金融控股公司; 金融服務現代化法; 結盟; 關係企業; 金融子公司; Bank; Securities; Commercial banking; Investment banking; Financial holding company; Gramm-Leach-Bliley act; Financial services modernization act; Affiliation; Financial subsidiary; |
語文 | 英文(English) |
英文摘要 | The United States financial market had undergone a dramatic transformation in 1999 with the enactment of the Financial Services Modernization Act (commonly known as the Gramm-Leach Bliley Act), repealing the prohibition against affiliation of banking and securities institutions and interlock of managements imposed by the Glass-Steagall Act. Nonetheless, even before the advent of the Gramm-Leach-Bliley Act, the United States financial market had experienced a movement of deregulation fueled by court decisions and regulatory rule-making discretions with respect to securities activities (e.g., underwriting, dealing in, investing for bank’s own account securities, etc.) of banking institutions. Shortly after the enactment of the Gramm-Leach-Bliley Act, the Financial Holding Company Law of Taiwan was enacted in 2000, allowing affiliation of banking and securities institutions, a practice banned under the existing Banking Law. In the years that follow, similar deregulations occurred in the Taiwanese financial market with respect to allowing banking institutions to engage in expanded securities activities through a financial subsidiary. Apparently, the regulatory scheme, as well as the related legislative policies, had been instrumental in shaping those of . This paper examines the policies allowing affiliation of banking and securities institutions and expanded securities activities of banking institution, as to whether those policies may serve their intended purpose of integrating commercial and investment banking while maintaining the safety and soundness of banking institutions. |
本系統之摘要資訊系依該期刊論文摘要之資訊為主。